Financial Institutions

We are one comprehensive resource for your needs . . . providing expertise as auditors, technology consultants, and business strategists. You’ll gain expertise from professionals who have a combined experience of over 140 years in financial institution service, and you’ll work directly with the firm’s top people and receive unparalleled service. Our goal is to work with you as your business partner — to help you and your financial institution achieve overall excellence for your directors, supervisory committee, internal auditors, and most importantly, your members.

We feel our responsibility goes far beyond simply responding to your requests, so we dig in and research all areas of the market to identify opportunities, risks, and obstacles — and develop solutions to them.

Audit Services

EDP Audits

Information Technology Assurance and Consulting

Internal Audit Co-sourcing

Mergers and Acquisitions

Benefit Plan Audit and Tax Services

ACH Audit Services

Audit Services

An audit is an excellent opportunity for you to identify areas of financial risk and areas where internal controls can be improved. We’ll work with you to thoroughly assess your financial institution and provide practical solutions to monitor risk, enhance financial reporting, and optimize operational controls and performance.

EDP Audits

Is your information system well controlled? An EDP audit provides management and the board of directors with confidence that the information system controls are adequate as established, and working as required. We deliver peace of mind that comes with knowing that your controls meet your needs.

Information Technology Assurance and Consulting

Are you certain that your financial institution’s information systems are secure against hacker attacks? Are your policies for the internal use and administration of information sound? Is your data as reliable as it should be? If you answered no to any of these, or even hesitated, we can help. Our mission is to provide you with testing, assurance, strategy, implementation, and systems that meet the needs of both your financial institution and its members today and in the future.

Internal Audit Co-sourcing

The financial institution industry is changing rapidly and it is becoming more and more difficult to understand and manage risk. Moore Stephens Doeren Mayhew can help. We’ll identify inefficiencies and waste and recommend operational improvements to save you time and money. You’ll also realize cost savings by co-sourcing your audit functions.

Mergers and Acquisitions

From merger feasibility studies to five-year business plan development, operations transition and change management, we’ll work with you to provide the guidance and business strategy to merge or consolidate your financial institution.

Benefit Plan Audit and Tax Services

An annual audit is required for all qualified pension, profit sharing, 401(k), and other qualified retirement plans with more than one hundred participants. Audited financial statements are included with the annual tax return filings and are reviewed by the Internal Revenue Service and the Department of Labor. Moore Stephens Doeren Mayhew utilizes pension specialists in this area to ensure your financial institution complies with governmental and regulatory standards.

ACH Audit Services

All financial institutions that originate or receive Automated Clearing House (ACH) transactions are required to complete an annual ACH audit. Moore Stephens Doeren Mayhew will act not only as an auditor, but as certified ACH specialists, identifying innovative ideas and approaches to improve ACH compliance and ACH internal controls.

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